About LPL Financial
LPL Financial news and updates
Hawley left LPL Financial Holdings Inc as senior vice president and associate general counsel in the Regulatory Strategy and Special Investigations Unit on Jan 17th 22'.
Hawley joins Atria from LPL Financial, where she most recently served as senior vice president and associate general counsel in the Regulatory Strategy and Special Investigations Unit.
Jan 1, 2022 | prnewswire.comLPL Financial invests into Universal Health Services, Inc.
The California-based Lpl Llc has invested 0% in Universal Health Services, Inc. (NYSE:UHS).
Jan 1, 2019 | financerecorder.comOakbrook Finance Limited invests into LPL Financial
Oakbrook Lc invested 0.02% in LPL Financial Holdings Inc. (NASDAQ:LPLA).
Jan 1, 2019 | stocksbeat.comLPL Financial invests into Cummins Inc.
Lpl Lc has invested 0.02% in Cummins Inc. (NYSE:CMI).
Jan 1, 2018 | enbulletin.comNational Bank Of Canada invests into LPL Financial
The Ontario – Canada-based Royal National Bank & Trust Of Canada has invested 0% in LPL Financial Holdings Inc. (NASDAQ:LPLA).
Jan 1, 2019 | yorkreporter.comLPL Financial sold assets to Advisor Group in the amount of $190M on Mar 2nd 22'.
Advisor Group, the nation's largest network of independent wealth management firms, today announced the successful recruitment to its network of Sergio Kindler, an independent financial advisor with $190 million in total client assets, from LPL Financial.
Jan 1, 2022 | prnewswire.comLPL Financial hires John C. Johnson as chief strategy officer
Gateway Financial Partners, a Glastonbury, Conn.–based large office of supervisory jurisdiction of LPL Financial, has hired John C. Johnson, former CEO and president of National Planning Corporation, an independent broker/dealer, as chief strategy officer.
Jan 1, 2022 | wealthmanagement.comTom Sullivan leaves LPL Financial
Veteran Financial Professional Tom Sullivan, CFP, transfers to Avantax after 24 years with LPL Financial.
Jan 1, 2022 | iqstockmarket.comLPL Financial recognized as Fortune 500 on Jun 3rd 21'.
“LPL is a publicly traded Fortune 500 company that provides all of the tools and resources that I need to deliver for my clients and be the best advisor possible.
Jan 1, 2021 | streetinsider.comLPL Financial received award 2022 Technology Innovation Award on Mar 22nd 22'.
LPL Financial LLC today announced that the firm received a 2022 Technology Innovation Award from the Bank Insurance & Securities Association (BISA) for the firm’s proprietary solution, Meeting Manager.
Jan 1, 2022 | lpl.comLPL Financial invests into Phillips 66 Company
Lpl Financial Ltd has invested 0% in Phillips 66 Partners LP (NYSE:PSXP).
Jan 1, 2019 | kreviewer.comLPL Financial acquired Blaze Portfolio for $12M on Oct 27th 20'.
LPL Financial Holdings Inc. (Nasdaq: LPLA), the parent company of the nation’s largest independent broker-dealer, LPL Financial LLC, has acquired Blaze Portfolio, a Chicago-based fintech firm founded in 2010.
Jan 1, 2020 | thediwire.comE.K. Riley Investments, LLC. sold assets to LPL Financial on Jun 3rd 20'.
Just a month after announcing its acquisition of San Diego-based brokerage Lucia Securities, LPL Financial said Wednesday it has agreed to purchase the assets of E.K. Riley, an independent broker/dealer and registered investment advisor in Seattle.
Jan 1, 2020 | wealthmanagement.comLPL Financial hires John W. Farmer as financial advisor
OceanPoint Investment Solutions is pleased to announce that John W. Farmer, CFP®, has joined LPL Financial as a financial advisor.
Jan 1, 2022 | golocalprov.comLPL Financial launched Paraplanning Services for all LPL-affiliated advisors on Apr 19th 22'.
LPL Financial has launched Paraplanning Services for all LPL-affiliated advisors, RIA firms and institution-based investment programs, after its New Ventures Lab ran a pilot program making the new offering available for more than 50 advisors, the company said Tuesday.
Jan 1, 2022 | thinkadvisor.comLPL Financial invests into assets : stake in Computer Task Group in the amount of $80K
LPL Financial LLC purchased a new stake in Computer Task Group in the third quarter valued at approximately $80,000.
Jan 1, 2022 | defenseworld.netLPL Financial invests into assets : stake in Ardagh Metal Packaging in the amount of $91K
LPL Financial LLC purchased a new stake in Ardagh Metal Packaging in the 4th quarter worth about $91,000.
Jan 1, 2022 | defenseworld.netLPL Financial invests into assets : stake in Albany International in the amount of $212K
LPL Financial LLC acquired a new stake in Albany International in the 3rd quarter valued at approximately $212,000.
Jan 1, 2022 | marketbeat.comPaychex, Inc. partnered with LPL Financial on Jan 24th 17'.
(Marketwired - January 24, 2017) - Paychex, Inc., one of the nation's leading providers in retirement recordkeeping services for businesses, announced today that it has expanded its service offering with LPL Financial, a leader in the retail financial advice market and the nation's largest independent broker-dealer
Jan 1, 2020 | yahoo.comLPL Financial launches private client services network to help LPL-affiliated advisers better serve high-net-worth clients
LPL Financial, a US-based independent broker-dealer, has launched a private client services network to help LPL-affiliated advisers better serve high-net-worth (HNW) clients.
Jan 1, 2022 | privatebankerinternational.comLPL Financial launched LPL Private Client Services Network on Jun 15th 22'.
LPL Financial LLC today introduced the LPL Private Client Services Network, a new program offering LPL-affiliated advisors access to a carefully curated register of companies who can provide help to serve the sophisticated and complex needs of their high-net-worth clients.
Jan 1, 2022 | lpl.comLPL Financial invests into Acadia
The California-based Lpl Ltd has invested 0.01% in ACADIA Pharmaceuticals Inc. (NASDAQ:ACAD).
Jan 1, 2019 | investtribune.comLPL Financial launches technology playbook
In this overview, LPL has created a technology playbook that gives you access to the financial advice products that help you work best and enables you to customize software and programs for your business.
Jan 1, 2022 | lpl.comLPL Financial hires Bill Sappington as head of Banking and Lending Solutions
LPL Financial has hired Bill Sappington, a former executive at Bank of New York Mellon and Merrill Lynch, to serve as its head of Banking and Lending Solutions.
Jan 1, 2022 | thinkadvisor.comRyan Detrick left LPL Financial as Chief Market Strategist on Jun 25th 22'.
Ryan Detrick, who has served as LPL Financial’s chief market strategist for the past two years, has left the company for a role at another organization.
Jan 1, 2022 | wealthmanagement.comLPL Financial hired Katelyn Shackleton as executive vice president, Corporate Strategy and New Ventures on Aug 10th 22'.
LPL Financial LLC (Nasdaq: LPLA) announced today that Katelyn Shackleton joined the firm as executive vice president, Corporate Strategy and New Ventures.
Jan 1, 2022 | yahoo.comLPL Financial had issues with alleged breach of contract and defamation on Aug 9th 21'.
An advisor is suing LPL Financial for $95 million for alleged breach of contract and defamation when the company severed ties with her a year ago for an alleged racist statement that went viral on social media.
Jan 1, 2022 | barrons.comMark left LPL Financial as Financial Advisor on Jan 1st 10'.
Mark joined Regency Wealth Management as a Partner in 2010 after a five-year affiliation with LPL Financial and five years with Waddell & Reed as a Financial Advisor.
Aug 22, 2022 | regencywealth.comKelley leaves LPL Financial
Kelley joins Commonwealth from LPL Financial and brings valuable regulatory counsel to support Commonwealth’s growing efforts on fee-based business.
Aug 28, 2022 | ccbjournal.comLPL Financial invests into assets : stake in Travelzoo in the amount of $65K
LPL Financial LLC acquired a new stake in Travelzoo in the 2nd quarter valued at approximately $65,000.
Sep 9, 2022 | slatersentinel.comKaplan, Inc. partners with LPL Financial
Kaplan, a diversified global education organization and the leading provider of financial education, has announced a strategic educational agreement with LPL Financial, the leading provider of investment and business solutions for independent financial advisors and the largest independent broker-dealer in the United States.
Sep 15, 2022 | advisorhub.comLPL Financial hired Pete Dorsey as executive vice president of institution services on Sep 21st 22'.
After less than two years at the RIA-focused custodial and technology platform Altruist, Pete Dorsey has joined LPL Financial as executive vice president of institution services, the team responsible for LPL’s bank, credit union and enterprise clients.
Sep 26, 2022 | wealthmanagement.comLPL Financial hires Michelle
Michelle later joined LPL Financial as a para-planner/trader and product researcher.
Sep 26, 2022 | barharbor.bankLPL Financial launched Bookkeeping Services on Sep 29th 22'.
LPL Financial has introduced Bookkeeping Services, a new offering for the firm’s advisors that it said Thursday pairs an advisor with an industry-trained bookkeeper who understands their unique business needs.
Sep 28, 2022 | thinkadvisor.comLPL Financial hired Betty Andrews on Oct 1st 07'.
Betty Andrews joined LPL Financial's independent platform in October 2007.
Oct 22, 2022 | thetimesnews.comLPL Financial launches Around the Table: Black Advisor Voices
As part of its strategy to facilitate inclusive discussions within its Black Financial Advisor Business Community, LPL launched Around the Table: Black Advisor Voices.
Sep 19, 2022 | lpl.comLPL Financial launched "partial book sale" service on Nov 16th 22'.
LPL Financial is rolling out a "partial book sale" service that helps advisors winnow their client base and focus on those that will fuel growth in their practices, firm executives said Wednesday.
Nov 17, 2022 | financialadvisoriq.comLPL Financial launches subscription program for advisors
LPL Financial has launched a new subscription program for its advisors who lack a succession plan or would like a ‘backstop’ to protect the value of their practice in the event of a worst-case scenario.
Jun 15, 2020 | citywire.comLPL Financial hires Adam Turnquist as chief technical strategist for the firm’s Investment Research team
LPL Financial has appointed Adam Turnquist chief technical strategist for the firm’s Investment Research team.
Dec 1, 2022 | thinkadvisor.comLPL Financial partners with Commerce Bank
SAN DIEGO – November 22, 2022 – LPL Financial LLC (“LPL”) today announced an agreement with Commerce Bank to transition support of Commerce Financial Advisors to LPL’s Institution Services platform.
Nov 22, 2022 | lpl.comLPL Financial hired Garrett Fish as senior vice president and head of Model Portfolio Management on Dec 14th 22'.
CHARLOTTE, N.C. - December 14, 2022 - Today LPL Financial LLC announced the appointment of Garrett Fish as senior vice president and head of Model Portfolio Management to the firm's investment research team.
Dec 14, 2022 | marketscreener.comHolistiplan signs new client LPL Financial
Tax Planning Support: As reported in ThinkAdvisor, LPL selected Holistiplan to provide its financial advisors with enhanced tax planning capabilities.
Dec 19, 2022 | lpl.com